Reg. § 53.4965-3 Prohibited tax shelter transactions.

26 CFR § 53.4965-3eCFR, current through 2026-07-14

(a) In general Under section , the term prohibited tax shelter transaction means—

(1) Listed transactions within the meaning of section , including subsequently listed transactions described in of this section; and

(2) Prohibited reportable transactions, which consist of the following reportable transactions within the meaning of section

(i) Confidential transactions, as described in ; or

(ii) Transactions with contractual protection, as described in .

(b) Subsequently listed transactions A subsequently listed transaction for purposes of section is a transaction that is identified by the Secretary as a listed transaction after the tax-exempt entity has entered into the transaction and that was not a prohibited reportable transaction (within the meaning of section and of this section) at the time the entity entered into the transaction.

(c) Cross-reference The determination of whether a transaction is a listed transaction or a prohibited reportable transaction for section purposes shall be made under the law applicable to section and (c)(2).

(d) Effective/applicability dates See for the discussion of the relevant effective and applicability dates.

[T.D. 9492, 75 FR 38702, July 6, 2010]